Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH | ||
| 22-00293 | 10/17/2022 | Claimant(s): Brian Kurland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 21-02786 | 09/09/2022 | Claimant(s): Boris Desancic Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA | ||
| 20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross, Sara B. Davis Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 21-00170 | 09/17/2021 | Claimant(s): Lisa Kulhavi Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | ||
| 20-03546 | 08/11/2021 | Claimant(s): James Segal Claimant Lawyers(s): Michael P. Shaw Respondent(s): Cambridge Investment Research.L Financial LLC Respondent Lawyers(s): Richard H. Kuhlman, Sara B. Davis Arbitrator(s): C Gregory Ellison, David L. Ruderman Hearing Site: Baltimore, MD | ||
| 20-02996 | 07/06/2021 | Claimant(s): Daniel Steichen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-02700 | 06/14/2021 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE |