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FINRA Awards for Shelley Davenport

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0302809/08/2021Claimant(s): Joshua Stroud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Sara B. Davis, Shelley Davenport
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Portland, OR
20-0049408/12/2020Claimant(s): Alexander Skabry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
19-0196202/18/2020Claimant(s): Jahanguir Azodi
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC
Respondent Lawyers(s): Jeremy Carr, Shelley Davenport
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
18-0243003/01/2019Claimant(s): Jonathan Pyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
17-0249204/24/2018Claimant(s): Fred Hamsayeh
Claimant Lawyers(s): Owen Harnett
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
17-0196004/06/2018Claimant(s): John Long
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Gerald W. Hepp
Hearing Site: Des Moines, IA
11-0260606/03/2014Claimant(s): Lee Benz
Claimant Lawyers(s): Richard Sacks
Respondent(s): Glen Darmos, Shelley Davenport, Berthel, Fisher & Company Financial
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Larry C. Kreul, Stuart Sinai, William M. Azkoul
Hearing Site: Detroit, MI
Checkmark Icon$300,000
10-0275404/09/2012Claimant(s): Craig Larmon, Steven Badeau, Geneva BCCX XVIII, Geneva FTCX I, Geneva OSWX XII, Geneva OSWX XXII, Geneva OSWX XXXVI
Claimant Lawyers(s): Margaret A. Goetze
Respondent(s): Dan Werry, Daniel Wegmann, Eric Swenson, Frederick Fisher, Ameriprise Financial Services., Leslie Smith, Richard Murphy, Ronald Brendengen, Shelley Davenport, Thomas Berthel, 1031 & TIC Investments, Berthel, Fisher & Co. Financial Services, Omni Brokerage.
Respondent Lawyers(s): Britta Schnoor Loftus, Robert T. Matsuishi, Stephen J. Holtman
Arbitrator(s): Andrew R. Dick, Grant D. Sanders, Morton H. Greenberg
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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