20-00904 | 11/11/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Omni Brokerage. Respondent Lawyers(s): Kevin Bradburn Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY
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10-02754 | 04/09/2012 | Claimant(s): Craig Larmon, Steven Badeau, Geneva BCCX XVIII, Geneva FTCX I, Geneva OSWX XII, Geneva OSWX XXII, Geneva OSWX XXXVI Claimant Lawyers(s): Margaret A. Goetze Respondent(s): Dan Werry, Daniel Wegmann, Eric Swenson, Frederick Fisher, Ameriprise Financial Services., Leslie Smith, Richard Murphy, Ronald Brendengen, Shelley Davenport, Thomas Berthel, 1031 & TIC Investments, Berthel, Fisher & Co. Financial Services, Omni Brokerage. Respondent Lawyers(s): Britta Schnoor Loftus, Robert T. Matsuishi, Stephen J. Holtman Arbitrator(s): Andrew R. Dick, Grant D. Sanders, Morton H. Greenberg Hearing Site: Minneapolis, MN
| | $0 |
09-06198 | 10/04/2010 | Claimant(s): Carol West Claimant Lawyers(s): Carol West Respondent(s): Martin Gates, Omni Brokerage., Western America Brokerage LLC Respondent Lawyers(s): Patrick L. Hinton, Rebecca E. Delany Arbitrator(s): Jonathan Holman Hathaway, Benjamin Slomoff, Edward J. Harkins Hearing Site: San Francisco, CA
| | Expungement |