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FINRA Awards for Grant D. Sanders

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0023609/26/2024Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Kausmeier
Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders
Hearing Site: Tampa, FL
23-0318203/13/2024Claimant(s): Jon Drees
Claimant Lawyers(s): Jon Drees
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
Checkmark Icon$0
21-0218612/12/2022Claimant(s): Ronald Gagnon
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden, Michael Rosalia
Respondent Lawyers(s): Bruce Lewitas, Jamie John Worden, Michael Richard Rosalia
Arbitrator(s): LaVon C. Phillips, Grant D. Sanders, Frank Edward Hermann
Hearing Site: Minneapolis, MN
Checkmark Icon$130,000
20-0022110/12/2021Claimant(s): John Kirchner, Patricia Kirchner, John and Patricia Kirchner JTWROS
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Cheryl Romann
Respondent Lawyers(s): Cheryl Lynn Romann
Arbitrator(s): Jeffrey W. Jacobs, Grant D. Sanders, John M. James
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
19-0288908/03/2021Claimant(s): Alioune Thiam
Claimant Lawyers(s): Alioune Thiam
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Frederick Ramos, Grant D. Sanders, Dana Roberts
Hearing Site: Minneapolis, MN
Checkmark Icon$0
19-0234506/01/2020Claimant(s): Jay Thorp
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Phyllis Karasov, Grant D. Sanders, Buffie Ann Blesi
Hearing Site: Minneapolis, MN
19-0219305/07/2020Claimant(s): William Bernard
Claimant Lawyers(s): William N. Bernard
Respondent(s): Stephen Zipkin, Steven Dash, Hallmark Investments.
Respondent Lawyers(s): Stephen Phillip Zipkin, Steven Gary Dash, Steven Dash
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
Checkmark Icon$0
19-0162112/13/2019Claimant(s): Nathan Bergeland
Claimant Lawyers(s): Nathan Daniel Bergeland
Respondent(s): Gary Orcutt
Respondent Lawyers(s): Gary Warren Orcutt
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
15-0124812/12/2017Claimant(s): Ronald Drake
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Salamone, Bruce Guarino, Glen Stifelman, Kenneth Severinsen, Kevin Sheehan Jr, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Anthony Patrick Salamone, Kenneth Lee Severinsen, Kevin Michael Sheehan Jr, Robert M. Bursky
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
Checkmark Icon$0
13-0354206/16/2015Claimant(s): Steve Hawley and Susan M. Hawley
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Douglas J. Nesbit, Jeffrey A. Schuh, Grant D. Sanders
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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