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FINRA Awards for Jamie John Worden

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0014507/18/2023Claimant(s): Charles Smith, Selrahc Ltd Partnership
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Richard Borgner
Respondent Lawyers(s): Charles M. O'Rourke, Jamie John Worden, Richard Reiss Borgner
Arbitrator(s): Mary Elizabeth Skelnik, Derry Olive Wilcox, Blake William Cole
Hearing Site: Birmingham, AL
Checkmark Icon$1,665,500
21-0010401/26/2023Claimant(s): Oystein Haaverstad
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Salvatore Pizzimenti
Respondent Lawyers(s): Charles O'Rourke, Jamie John Worden, Salvatore Pizzimenti
Arbitrator(s): Jill Pilgrim, Edmund Siejka, Anjelica Cappellino
Hearing Site: New York, NY
Checkmark Icon$67,640
21-0218612/12/2022Claimant(s): Ronald Gagnon
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden, Michael Rosalia
Respondent Lawyers(s): Bruce Lewitas, Jamie John Worden, Michael Richard Rosalia
Arbitrator(s): LaVon C. Phillips, Grant D. Sanders, Frank Edward Hermann
Hearing Site: Minneapolis, MN
Checkmark Icon$130,000
21-0235611/18/2022Claimant(s): David Chaplin, Dustin Mccurdy, Gary Carlisle, Joseph Acquarulo, Mark Siegel, Marvin Rietema, Michael Backus, Richard Curry, Stanley Fleischer, Stuart Vander Laan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Bryan Lane Berson, Charles Platto, Kene Erike
Hearing Site: New York, NY
Checkmark Icon$895,364
21-0218410/13/2022Claimant(s): Dan Shalhoub
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Leon Fox, Daniel Van Slett, Ricardo Martinez
Hearing Site: Milwaukee, WI
Checkmark Icon$156,300
21-0193108/05/2022Claimant(s): Grant R. Lambert Lim Access TR DTD 12-27
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden, Michael Valdini
Respondent Lawyers(s): Jamie John Worden, Michael Anthony Valdini
Arbitrator(s): Thomas J. Gmeinder, Frederick Ramos, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
Checkmark Icon$305,000
21-0171607/27/2022Claimant(s): Diane Jones
Claimant Lawyers(s): Scott Ira Batterman
Respondent(s): Christ Baltas, Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, Christ Elias Baltas, Jamie John Worden
Arbitrator(s): Robert E. Thompson, Peter H. Daly, Kenneth W. Gosliner
Hearing Site: Honolulu, HI
Checkmark Icon$80,000
19-0252305/23/2022Claimant(s): Harry Alter, Harry S. Alter Revocable Trust
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Jamie Worden, Worden Capital Management LLC
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Robert J. Scafuri, Jack D. Elmquist, Frederick B. Anderson
Hearing Site: Des Moines, IA
Checkmark Icon$60,000
21-0217401/05/2022Claimant(s): Bryan Forstman
Claimant Lawyers(s): David Vermont
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Birmingham, AL
Checkmark Icon$7,100

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