| 23-00378 | 02/05/2024 | Claimant(s): Martin Cummins
Claimant Lawyers(s): R. Zachary Gelber
Respondent(s): William Moreno, Revere Securities LLC
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s):
Hearing Site: New York, NY
| | |
| 23-02112 | 12/08/2023 | Claimant(s): Tonya Simmons
Claimant Lawyers(s): Tonya A. Simmons
Respondent(s): AET Investment Services
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
|  | $0 |
| 22-00145 | 07/18/2023 | Claimant(s): Charles Smith, Selrahc Ltd Partnership
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Richard Borgner
Respondent Lawyers(s): Charles M. O'Rourke, Jamie John Worden, Richard Reiss Borgner
Arbitrator(s): Mary Elizabeth Skelnik, Derry Olive Wilcox, Blake William Cole
Hearing Site: Birmingham, AL
| | $1,665,500 |
| 22-00052 | 03/13/2023 | Claimant(s): Richard Ringel
Claimant Lawyers(s): Richard Ringel
Respondent(s): Michael Haupt, Randy Beller, Tradezero America.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Richard Carl Smukler, Mark A. Jacoby, Leonard Marc Levenson
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-01101 | 08/31/2022 | Claimant(s): Harvey Segal
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, Jamie Worden
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
| | $22,000 |
| 21-02877 | 08/10/2022 | Claimant(s): Christopher Fess
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Robert L. Chisolm, William Stephen Lee, Mary Elizabeth Skelnik
Hearing Site: Little Rock, AR
| | |
| 21-01716 | 07/27/2022 | Claimant(s): Diane Jones
Claimant Lawyers(s): Scott Ira Batterman
Respondent(s): Christ Baltas, Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, Christ Elias Baltas, Jamie John Worden
Arbitrator(s): Robert E. Thompson, Peter H. Daly, Kenneth W. Gosliner
Hearing Site: Honolulu, HI
| | $80,000 |
