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FINRA Awards for Robert Kerrigan

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0271906/09/2023Claimant(s): Darrell Heinen, Dave Sutton, Dustin McCurdy, Grant Wells, Harbans Lal, Herbert Nieport, Jerry Grove, Jon Miller, Mark Wells, Marlan Elbert, Richard O'Brien, Wells AG Supply, Richard and Ruth O'Brien
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Kevin Springstead, Louis Pellegriti, Patrick Cavanagh, Terry Tzagarakis
Respondent Lawyers(s): Kevin Francis Springstead, Louis Joseph Pellegriti, Patrick Joseph Cavanagh, Terry Tzagarakis
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
Checkmark Icon$1,564,950
23-0039104/25/2023Claimant(s): William Siefert
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Joseph Todaro
Respondent Lawyers(s): Joseph Paul Todaro
Arbitrator(s):
Hearing Site: Omaha, NE
Checkmark Icon$131,556
21-0218612/12/2022Claimant(s): Ronald Gagnon
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden, Michael Rosalia
Respondent Lawyers(s): Bruce Lewitas, Jamie John Worden, Michael Richard Rosalia
Arbitrator(s): LaVon C. Phillips, Grant D. Sanders, Frank Edward Hermann
Hearing Site: Minneapolis, MN
Checkmark Icon$130,000
21-0218410/13/2022Claimant(s): Dan Shalhoub
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Leon Fox, Daniel Van Slett, Ricardo Martinez
Hearing Site: Milwaukee, WI
Checkmark Icon$156,300
21-0110108/31/2022Claimant(s): Harvey Segal
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, Jamie Worden
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
Checkmark Icon$22,000
21-0193108/05/2022Claimant(s): Grant R. Lambert Lim Access TR DTD 12-27
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Worden Capital Management LLC, Jamie Worden, Michael Valdini
Respondent Lawyers(s): Jamie John Worden, Michael Anthony Valdini
Arbitrator(s): Thomas J. Gmeinder, Frederick Ramos, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
Checkmark Icon$305,000
22-0085405/05/2022Claimant(s): Grant R. Lambert Lim Access TR DTD 12-27
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Dwayne Bullen, Joseph Valdini
Respondent Lawyers(s): Dwayne Jude Bullen, Joseph Francis Valdini
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
Checkmark Icon$1,277,630
21-0100710/19/2021Claimant(s): Edward Rupertus
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Christ Baltas
Respondent Lawyers(s): Christ Elias Baltas
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
Checkmark Icon$14,420
16-0160702/21/2017Claimant(s): Pam Stewart
Claimant Lawyers(s): David Liebrader
Respondent(s): Robert Kerrigan
Respondent Lawyers(s): Robert Joseph Kerrigan
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
Checkmark Icon$358,182

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