23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283) Claimant Lawyers(s): Kevin P. Conway Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi Hearing Site: New York, NY
| | $7,440 |
21-00104 | 01/26/2023 | Claimant(s): Oystein Haaverstad Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Salvatore Pizzimenti Respondent Lawyers(s): Charles O'Rourke, Jamie John Worden, Salvatore Pizzimenti Arbitrator(s): Jill Pilgrim, Edmund Siejka, Anjelica Cappellino Hearing Site: New York, NY
| | $67,640 |
16-00002 | 12/28/2017 | Claimant(s): Pieter Van Wijk Claimant Lawyers(s): Hilton Wiener Respondent(s): Carl Smith, Joseph Baldassarra, Steven Baldassarra, CJS Financial Corp. Respondent Lawyers(s): David Feingold Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Edmund Siejka Hearing Site: New York, NY
| | $0 |
15-00036 | 12/28/2016 | Claimant(s): Anthony Garvin Claimant Lawyers(s): Barry R. Lax Respondent(s): David Gilio, Burnham Securities Inc. Respondent Lawyers(s): David S. Gilio, W. Nolan Sheehan Arbitrator(s): Linda J. Baer, Edmund Siejka, Joseph Leo Calabrese Hearing Site: New York, NY
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