| 23-00643 | 04/03/2024 | Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
|  | $2,611,670 |
| 21-00203 | 08/21/2023 | Claimant(s): Karen Busch
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Benjamin L. Anderson, Howard Alan Grinsberg, Qiana Martin
Hearing Site: New York, NY
| | $1,800,000 |
| 20-02093 | 04/18/2023 | Claimant(s): Jeremy Seidman, Jose Rodriguez-Villalobos, Mitchell Riesenberger, Simon Clarke
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Pegno
Arbitrator(s): Michael A. Orticelle, John R. Snyder, Merriann Panarella
Hearing Site: Boston, MA
| | |
| 20-03957 | 02/02/2023 | Claimant(s): James Garrity
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Martin V. Franks, Marni E. Byrum, Julius P. Terrell
Hearing Site: Washington, DC
| | |
| 19-02974 | 12/23/2021 | Claimant(s): Douglas Prezzano, Eric Miller, Heinz Jaeggi, Roger Wacker, Stefan Lendi, Steven Soja, Stewart Bosley
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Dennis S. Ellis
Arbitrator(s): Barbara M. Zak, Marc S. Joseph, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | |
| 16-02825 | 11/05/2021 | Claimant(s): David Hirsch, James Kelly, James Whitney, Mark Hutchinson, Mary DiChristofano, Michael Board, Michael Sakach, Paul Vandenheuvel
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Brian E. Spang
Arbitrator(s): Steven H. Vogel, Leonard Arthur Nelson, Richard Lane Miller
Hearing Site: Chicago, IL
| | |
| 15-00036 | 12/28/2016 | Claimant(s): Anthony Garvin
Claimant Lawyers(s): Barry R. Lax
Respondent(s): David Gilio, Burnham Securities Inc.
Respondent Lawyers(s): David S. Gilio, W. Nolan Sheehan
Arbitrator(s): Linda J. Baer, Edmund Siejka, Joseph Leo Calabrese
Hearing Site: New York, NY
| | |
| 13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq
Claimant Lawyers(s): Barry R. Lax
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer
Hearing Site: New York, NY
| | |
| 10-04744 | 06/26/2015 | Claimant(s): Ontonimo (OMO) Limited
Claimant Lawyers(s): Barry R. Lax
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Harry Frischer
Arbitrator(s): Peter A. Goldman, Ellyn S. Roth, Albert L. Akerman
Hearing Site: New York, NY
| | $16,600,000 |
| 12-02346 | 02/06/2015 | Claimant(s): Scott Skyrm
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Newedge USA
Respondent Lawyers(s): John P. Barry
Arbitrator(s): Susan Y. Chin, Gregory J. Getz, Michael Peter Yahr
Hearing Site: New York, NY
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