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FINRA Awards for Brian E. Spang

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0282511/05/2021Claimant(s): David Hirsch, James Kelly, James Whitney, Mark Hutchinson, Mary DiChristofano, Michael Board, Michael Sakach, Paul Vandenheuvel
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Brian E. Spang
Arbitrator(s): Steven H. Vogel, Leonard Arthur Nelson, Richard Lane Miller
Hearing Site: Chicago, IL
09-0394008/18/2009Claimant(s): MetLife Securities., Metropolitan Life Insurance Company
Claimant Lawyers(s): Brian E. Spang
Respondent(s): Robert Stankowski
Respondent Lawyers(s): James H. West
Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone
Hearing Site: Baltimore, MD

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