15-01088 | 10/02/2015 | Claimant(s): Sheila Creghin Claimant Lawyers(s): James H. West Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael Nathanson Hearing Site: Chicago, IL
| | $32,800 |
12-03358 | 12/23/2013 | Claimant(s): Stuart Allen Claimant Lawyers(s): James H. West Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ronald D. Smith Arbitrator(s): Leon Fox, Pamela A. Kentra, Michael I. White Hearing Site: Chicago, IL
| | Expungement |
10-03698 | 12/14/2011 | Claimant(s): James Heiser, Joan Heiser Claimant Lawyers(s): James H. West Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall Hearing Site: Baltimore, MD
| | $116,967 |
09-03940 | 08/18/2009 | Claimant(s): MetLife Securities., Metropolitan Life Insurance Company Claimant Lawyers(s): Brian E. Spang Respondent(s): Robert Stankowski Respondent Lawyers(s): James H. West Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone Hearing Site: Baltimore, MD
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