| 20-02087 | 02/23/2022 | Claimant(s): David Kucharsky, Ellen Kucharsky
Claimant Lawyers(s): Sheldon P. Starke
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Steven R. Reininger, Will Murphy, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-01772 | 02/11/2021 | Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
| | |
| 20-02276 | 01/21/2021 | Claimant(s): Linda Willson
Claimant Lawyers(s): Linda Stout Willson
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $300 |
| 20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donna Christina Chin
Hearing Site: New York, NY
| | |
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek
Claimant Lawyers(s): Scott Holcomb
Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Gregg Breitbart
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | |
| 19-03708 | 07/31/2020 | Claimant(s): Carolyn DiPrinzio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BI Investments
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
| | |
| 19-03001 | 07/13/2020 | Claimant(s): Wanda Hawk
Claimant Lawyers(s): Wanda C. Hawk
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | |
| 17-01244 | 06/12/2019 | Claimant(s): Sandra Calderon, Bluebird Corporation
Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones
Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright
Hearing Site: San Juan, PR
| | Expungement |
| 17-03487 | 12/17/2018 | Claimant(s): Henry Tanav
Claimant Lawyers(s): Henry Tanav
Respondent(s): Keith Singer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | $0 |
