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FINRA Awards for Carolyn DiPrinzio

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0371108/17/2020Claimant(s): Carolyn DiPrinzio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): JoAnne Lewis Nolte
Hearing Site: Richmond, VA
19-0370807/31/2020Claimant(s): Carolyn DiPrinzio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BI Investments
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC

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