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FINRA Awards for Kurt T Kalberer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0056309/14/2020Claimant(s): John Zitzmann
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
19-0358006/16/2020Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA

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