| 23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger
Claimant Lawyers(s): Harris Freedman
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 22-02597 | 07/14/2023 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | |
| 22-00281 | 09/09/2022 | Claimant(s): Gerald Mars
Claimant Lawyers(s): Zachary Morse
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 21-00479 | 11/10/2021 | Claimant(s): Sarah J. Basler and Donald Basler, TTEE
Claimant Lawyers(s): David B. Vermont
Respondent(s): Gerald Mars, Hemant Kathuria, Peter Schiff, William Mcbean, A.G.P. / Alliance Global Partners, Euro Pacific Capital.
Respondent Lawyers(s): Kurt T. Kalberer
Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Columbia, SC
|  | Expungement |
| 19-00961 | 07/12/2021 | Claimant(s): Carolyn Long
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Peter Schiff, A.G.P. / Alliance Global Partners
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Michael S. Yauch, Wayne Irwin Fagan, Esther Treneer
Hearing Site: Houston, TX
| | Expungement |
| 20-02411 | 05/25/2021 | Claimant(s): Peter Schiff
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | |
| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Robert H. Decker
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-01331 | 01/22/2020 | Claimant(s): Jean-Matthieu Josse
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): A.G.P. / Alliance Global Partners, Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings, Robert H. Decker
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
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