| 22-02244 | 01/30/2024 | Claimant(s): Jason Bayuk
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 23-00790 | 01/24/2024 | Claimant(s): John Turner
Claimant Lawyers(s): John Hitchings
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 22-02243 | 12/14/2023 | Claimant(s): Benjamin Soccodato
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 22-01936 | 05/12/2023 | Claimant(s): Gene Whobrey, Susanne Whobrey
Claimant Lawyers(s): William B. Young
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Charles E. White, Samuel Appel, Olivia Corrie Smith
Hearing Site: Atlanta, GA
|  | Dismissed with Rule 12206 |
| 22-00418 | 12/05/2022 | Claimant(s): Jeffrey Golubeff
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Invest Financial Corporation, J.W. Cole Financial Inc.
Respondent Lawyers(s): John Hitchings, Samuel N. Kopmar
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 21-00409 | 01/10/2022 | Claimant(s): Bob Paskoski
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Howard L. Sobel, Mark Stuart Gottlieb, Melissa L Steinberg
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 19-02215 | 06/02/2021 | Claimant(s): John Gorsline, Susan Rhodes-Greene
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman, Gerald W. Hepp, Joseph Maron Hanna
Hearing Site: Buffalo, NY
| | Expungement |
| 19-01331 | 01/22/2020 | Claimant(s): Jean-Matthieu Josse
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): A.G.P. / Alliance Global Partners, Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings, Robert H. Decker
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
| | |
| 18-02951 | 04/22/2019 | Claimant(s): Shirley Kube
Claimant Lawyers(s): Shirley L. Kube
Respondent(s): Cambridge Investment Research., Robert McCalmont
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
| 17-01729 | 01/25/2019 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Gabriel Antuna, Paul Cowler, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Christopher P. Milazza, Gabriel Fischbarg, John Hitchings
Arbitrator(s): Lilian M. Leong, David Ross, Raymond A. Urci
Hearing Site: New York, NY
| | |
