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FINRA Awards for Gregg J Breitbart

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0211805/28/2024Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
19-0132102/11/2020Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
19-0133101/22/2020Claimant(s): Jean-Matthieu Josse
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): A.G.P. / Alliance Global Partners, Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings, Robert H. Decker
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
18-0273104/12/2019Claimant(s): Adam Stern
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): A. R. John Hitchings
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY

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