Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00133 | 08/08/2023 | Claimant(s): Scott Scherer Claimant Lawyers(s): Samantha Pastor Respondent(s): Preferred Capital Securities Respondent Lawyers(s): Orit Small Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 22-01567 | 08/04/2023 | Claimant(s): Paul Knoblich Claimant Lawyers(s): Samantha Pastor Respondent(s): Foothill Securities. Respondent Lawyers(s): Jeff Naylor Arbitrator(s): Carlos Richard Mangum, Daniel M. Yamshon, Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 23-00287 | 08/02/2023 | Claimant(s): Sean Satterfield Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI | ||
| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog Claimant Lawyers(s): Samantha Pastor Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-01520 | 06/16/2023 | Claimant(s): Richard Barnett Claimant Lawyers(s): Samantha Pastor Respondent(s): CFD Investments. Respondent Lawyers(s): Brent Owens Arbitrator(s): Suzanne L. Ulicny Hearing Site: Detroit, MI | ||
| 22-01713 | 05/18/2023 | Claimant(s): Steven Zhou Claimant Lawyers(s): Samantha Pastor Respondent(s): JMP Securities LLC Respondent Lawyers(s): Andrew R. Livingston Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 22-00921 | 05/15/2023 | Claimant(s): John Holly Claimant Lawyers(s): Samantha Pastor Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL | ||
| 22-01675 | 05/04/2023 | Claimant(s): Willard Pugh Claimant Lawyers(s): Samantha Pastor Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 22-01878 | 04/26/2023 | Claimant(s): John Jenkins Claimant Lawyers(s): Samantha Pastor Respondent(s): SunAmerica Securities., QA3 Financial Corp. Respondent Lawyers(s): Jennifer R. Cox, Thomas Zielinski Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA |