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FINRA Awards for Foothill Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0156708/04/2023Claimant(s): Paul Knoblich
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Foothill Securities.
Respondent Lawyers(s): Jeff Naylor
Arbitrator(s): Carlos Richard Mangum, Daniel M. Yamshon, Mary Margaret Bush
Hearing Site: San Francisco, CA
12-0380207/24/2015Claimant(s): James Randolph
Claimant Lawyers(s): David Liebrader
Respondent(s): Harry Rubins, Foothill Securities.
Respondent Lawyers(s): Timothy Fredricks
Arbitrator(s): Herbert L. Brown, Jonathan H. Krotinger, Sheldon Michaels
Hearing Site: San Francisco, CA
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