| 12-03802 | 07/24/2015 | Claimant(s): James Randolph
Claimant Lawyers(s): David Liebrader
Respondent(s): Harry Rubins, Foothill Securities.
Respondent Lawyers(s): Timothy Fredricks
Arbitrator(s): Herbert L. Brown, Jonathan H. Krotinger, Sheldon Michaels
Hearing Site: San Francisco, CA
|  | Expungement |
| 13-01664 | 08/27/2014 | Claimant(s): Noriel Campos
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Beth Kirkland, Wells Fargo Advisors, George Von Zedlitz, Kevin Kitchin, Wilton Owyang
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Sheldon Michaels, Clifford A. Threlkeld, John Burritt McArthur
Hearing Site: San Francisco, CA
| | |
| 10-00578 | 02/24/2011 | Claimant(s): Linda Soltis
Claimant Lawyers(s): Linda Soltis
Respondent(s): Ben Szeto, Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Sheldon Michaels
Hearing Site: San Francisco, CA
| | $43,923 |
| 08-04521 | 10/11/2010 | Claimant(s): Betsy Van Hees
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Cowen and Company
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sheldon Michaels, Joseph Berzok, Terri Coster Boesch
Hearing Site: San Francisco, CA
| | |
| 08-02743 | 09/21/2009 | Claimant(s): The 2000 Melnitzer Revocable Trust
Claimant Lawyers(s): Rudy Melnitzer
Respondent(s): Wells Fargo Investments, Michael Hobson
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Amy Seltzer, Elmo E. Wedderburn, Sheldon Michaels
Hearing Site: San Francisco, CA
| | $0 |
| 07-02635 | 07/02/2009 | Claimant(s): Wesley Rusch
Claimant Lawyers(s): Wesley A. Rusch
Respondent(s): Merriman Curhan Ford & Co.
Respondent Lawyers(s): Cathy L. Arias
Arbitrator(s): F. Conger Fawcett, Jonathan H. Krotinger, Sheldon Michaels
Hearing Site: San Francisco, CA
| | |
