09-05573 | 04/03/2013 | Claimant(s): Norma Byer Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Melissa M. Muehlfeld Arbitrator(s): Roger T. Verhage, Peter H. Daly, Joseph Berzok Hearing Site: Reno, NV
| | Expungement |
10-05726 | 12/31/2012 | Claimant(s): Clara Hickle Claimant Lawyers(s): Tanya S. Sacks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin Fitzgerald Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok Hearing Site: San Francisco, CA
| | $0 |
09-05896 | 12/29/2010 | Claimant(s): Peter Williams Claimant Lawyers(s): Cyrus Tabari Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok Hearing Site: San Francisco, CA
| | $47,796 |
08-04521 | 10/11/2010 | Claimant(s): Betsy Van Hees Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Cowen and Company Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Sheldon Michaels, Joseph Berzok, Terri Coster Boesch Hearing Site: San Francisco, CA
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