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FINRA Awards for Joseph Berzok

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0557304/03/2013Claimant(s): Norma Byer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Roger T. Verhage, Peter H. Daly, Joseph Berzok
Hearing Site: Reno, NV
Checkmark IconExpungement
10-0572612/31/2012Claimant(s): Clara Hickle
Claimant Lawyers(s): Tanya S. Sacks
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin Fitzgerald
Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0589612/29/2010Claimant(s): Peter Williams
Claimant Lawyers(s): Cyrus Tabari
Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz
Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane
Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok
Hearing Site: San Francisco, CA
Checkmark Icon$47,796
08-0452110/11/2010Claimant(s): Betsy Van Hees
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): Cowen and Company
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Sheldon Michaels, Joseph Berzok, Terri Coster Boesch
Hearing Site: San Francisco, CA

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