| 16-02231 | 12/21/2017 | Claimant(s): Shawn Scheuer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley, Steven Anderson
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: Reno, NV
|  | $663,898 |
| 12-00893 | 06/13/2013 | Claimant(s): Maxine Pope, Michael Pope, The Maxine O. Pope Trust Dated 04-05-90, The Michael Pope Trust Dated 06-09-08
Claimant Lawyers(s): Michael Hume, Thomas C. Bradley
Respondent(s): Wells Fargo Advisors, John Carlsen
Respondent Lawyers(s): Vanessa Hoffmann
Arbitrator(s): Thomas D. Reese, Mary Margaret Bush, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
| | Expungement |
| 11-04785 | 05/29/2013 | Claimant(s): Julie Haupt, Robert Haupt, Julie Haupt IRA, Julie Haupt Roth IRA, Robert Haupt IRA, Robert Haupt Roth IRA, Robert K. Haupt Family Revocable Trust
Claimant Lawyers(s): Ronald E. Miller, Thomas C. Bradley
Respondent(s): Dudley Probert, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Donald N. Tolin, Suanne M. Parro, David L. Erickson
Hearing Site: Salt Lake City, UT
| | Expungement |
| 09-05573 | 04/03/2013 | Claimant(s): Norma Byer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Roger T. Verhage, Peter H. Daly, Joseph Berzok
Hearing Site: Reno, NV
| | Expungement |
| 12-00604 | 12/21/2012 | Claimant(s): Louise Leon
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Dale Grubb, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
| | Expungement |
| 11-00432 | 01/31/2012 | Claimant(s): Bobby Hayes, Bobby L. Hayes Living Trust
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Richard B. Bullock, Martin J. Kotowski, James F. Zotter
Hearing Site: Reno, NV
| | $1,377,000 |
| 10-02699 | 11/12/2010 | Claimant(s): Wells Fargo Investments, David Logsdon
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Janice Corkery
Respondent Lawyers(s): Thomas C. Bradley
Arbitrator(s): George H. Speciale
Hearing Site: Boise, ID
| | Expungement |
| 09-01188 | 08/11/2010 | Claimant(s): Anna Campbell
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Donald Dunakin
Respondent Lawyers(s): Donald Dunakin
Arbitrator(s): Jonathan H. Krotinger, George Burton Brewster, Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | $81,440 |
| 07-00258 | 05/28/2008 | Claimant(s): Brian G. Herr Rollover IRA, Sheryl L. Herr Rollover IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Cheryl R. Kershner, John J. Fitzpatrick, Alan P. Fraser
Hearing Site: Reno, NV
| | $0 |
| 07-00689 | 04/25/2008 | Claimant(s): Marjorie Smith, Bert A. Smith IRA, Bert A. Smith 1988 Trust DTD 9/29/1988
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Associated Securities Corporation
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Alvin L. Fishman, Walter J. Huntley, Nancy A. Yonge
Hearing Site: Reno, NV
| | $0 |
