15-03182 | 04/04/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Vanessa Hoffmann Respondent(s): Wesley Shaw Respondent Lawyers(s): Wesley Wayne Shaw Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX
| | |
12-00893 | 06/13/2013 | Claimant(s): Maxine Pope, Michael Pope, The Maxine O. Pope Trust Dated 04-05-90, The Michael Pope Trust Dated 06-09-08 Claimant Lawyers(s): Michael Hume, Thomas C. Bradley Respondent(s): Wells Fargo Advisors, John Carlsen Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): Thomas D. Reese, Mary Margaret Bush, Marilyn Burrill O'Toole Hearing Site: San Francisco, CA
| | Expungement |
10-01981 | 04/01/2013 | Claimant(s): Kristin Brown, Scott Haney Claimant Lawyers(s): Samuel Tenenbaum Respondent(s): Wells Fargo Investments, Kevin Shimota Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN
| | Expungement |
09-07184 | 12/17/2010 | Claimant(s): David Parri Claimant Lawyers(s): Mark D. Lammers Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ
| | $0 |
09-00819 | 12/07/2009 | Claimant(s): Kathleen Castle, Trustee Claimant Lawyers(s): Debra Brewer Hayes Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): John J. George, James W. Warren, William Patterson Cashill Hearing Site: Reno, NV
| | $57,981 |