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FINRA Awards for Kevin Shimota

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0198104/01/2013Claimant(s): Kristin Brown, Scott Haney
Claimant Lawyers(s): Samuel Tenenbaum
Respondent(s): Wells Fargo Investments, Kevin Shimota
Respondent Lawyers(s): Vanessa Hoffmann
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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