Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01215 | 04/14/2016 | Claimant(s): Anne Mohr, Scott Mohr Claimant Lawyers(s): Mark D. Lammers Respondent(s): Sagepoint Financial., Michael Santoro Respondent Lawyers(s): Greg Curley Arbitrator(s): John H. Fearnow Hearing Site: Phoenix, AZ |  | Expungement |
| 14-01105 | 06/18/2015 | Claimant(s): Darshananda Revocable Living Trust Claimant Lawyers(s): Mark D. Lammers Respondent(s): Casey Lockard, Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ | | Expungement |
| 11-00733 | 05/17/2013 | Claimant(s): Kendis Family Trust (A & B Trusts) Claimant Lawyers(s): Mark D. Lammers Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Daren A. Luma Arbitrator(s): Donald Dreyfus, Kenneth L. Mann, Walter Steven Schwartz Hearing Site: Phoenix, AZ | | Expungement |
| 09-07184 | 12/17/2010 | Claimant(s): David Parri Claimant Lawyers(s): Mark D. Lammers Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ | | $0 |
| 09-00764 | 11/12/2009 | Claimant(s): Kenneth Langone Claimant Lawyers(s): Mark D. Lammers Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Wendy R. Robinson Arbitrator(s): Howard W. Shannon, Linda M. Parker, Allan D. Breyer Hearing Site: Phoenix, AZ | | $16,800 |