| 12-01217 | 04/08/2014 | Claimant(s): David W. Ramey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Norman Cousins Sasamori, James S. Carlson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
|  | Expungement |
| 12-04075 | 11/20/2013 | Claimant(s): Gai 08 Trust Under Agreement dd 10/15/08
Claimant Lawyers(s): Steven A. Clair
Respondent(s): Casey Knowles, Morgan Stanley & Co.
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Jonathan Holman Hathaway, Juleanne A. Thiebaut, Edwin C. Shiver
Hearing Site: San Francisco, CA
| | Expungement |
| 12-03551 | 10/25/2013 | Claimant(s): Frances Lamm-Roberts, Frances Lamm-Roberts IRA, Lamm Revocable Trust A
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | Expungement |
| 12-03486 | 08/07/2013 | Claimant(s): The Shirvani Family Trust
Claimant Lawyers(s): Maliheh Shirvani
Respondent(s): Amir Navab, Arash Nassi, Brian Krueger, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $600 |
| 11-03966 | 10/04/2012 | Claimant(s): Tom York
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Vytas Tarulis
Hearing Site: San Diego, CA
| | Stipulated Award and Expungement |
| 10-02024 | 07/19/2011 | Claimant(s): Jakob Muller, Mary Byrnes, Muri Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Andrew Siegel, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): George W. Harding, Ralph H. Martin, Robert S. Baran
Hearing Site: Phoenix, AZ
| | $0 |
| 09-05428 | 06/21/2011 | Claimant(s): Brandon Lew, Wendy Lew, Brandon Lew Inherited IRA, Wendy Lew SEP IRA, HMH Emergency Medical Group 401(K) Profi, Lew Family Trust UTA DTD 9/11/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Diana Li, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Diana D. Li, Wendy R. Robinson
Arbitrator(s): Larry Haugaard, Thomas A. Culbertson, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $600 |
| 10-05734 | 06/17/2011 | Claimant(s): Jon Ann Hockersmith
Claimant Lawyers(s): Jon Ann Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Virginia H. Wertz
Hearing Site: Phoenix, AZ
| | $17,673 |
| 09-00764 | 11/12/2009 | Claimant(s): Kenneth Langone
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Howard W. Shannon, Linda M. Parker, Allan D. Breyer
Hearing Site: Phoenix, AZ
| | $16,800 |
| 06-05086 | 12/29/2008 | Claimant(s): Elizabeth Luster, Elizabeth S. Luster Trust
Claimant Lawyers(s): Daniel B. Spitzer
Respondent(s): Albert Gersh, Morgan Stanley DW Inc.
Respondent Lawyers(s): Eric Wallis, Wendy R. Robinson
Arbitrator(s): James H. Frank, Grace L. Heyne, Ted Paul Comfort
Hearing Site: Los Angeles, CA
| | $41,776 |
