Potomac Analytics' Logo

FINRA Awards for Juleanne A. Thiebaut

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0189207/13/2021Claimant(s): Susan Gordon Neal
Claimant Lawyers(s): Adam J. Stewart
Respondent(s): David Reynolds, Steven Wright, Principal Securities.
Respondent Lawyers(s): David Lee Reynolds, Kathryn Roe Eldridge
Arbitrator(s): Ralph A. Cotton, Juleanne (Julie) A. Thiebaut, Stanley Data
Hearing Site: San Francisco, CA
Checkmark IconExpungement
12-0422504/23/2014Claimant(s): Armando Palomino
Claimant Lawyers(s): Amiel L. Wade
Respondent(s): Wells Fargo Advisors, Mark Nance, Rebecca Emanuel, Wells Fargo Bank
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Herb Schwartz, Juleanne A. Thiebaut, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
12-0407511/20/2013Claimant(s): Gai 08 Trust Under Agreement dd 10/15/08
Claimant Lawyers(s): Steven A. Clair
Respondent(s): Casey Knowles, Morgan Stanley & Co.
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Jonathan Holman Hathaway, Juleanne A. Thiebaut, Edwin C. Shiver
Hearing Site: San Francisco, CA
Checkmark IconExpungement
10-0309004/10/2012Claimant(s): Denise Cooley
Claimant Lawyers(s): Neyleen Beljajev
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Kathryn J. Toronto, Paul D. Gutierrez, Juleanne A. Thiebaut
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0386709/06/2011Claimant(s): Patricia Neel
Claimant Lawyers(s): George S. Trevor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Richard L. Rubin, Juleanne A. Thiebaut, Mark R. Topper
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0390808/18/2010Claimant(s): Barbara Wammer, Nelson Irrevocable Trust, Nelson Marital Trust
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Kenneth Myers, 1st Discount Brokerage.
Respondent Lawyers(s): Susan Yoffee
Arbitrator(s): Gary H. Kahn, Juleanne A. Thiebaut, Mary Margaret Bush
Hearing Site: San Francisco, CA
Checkmark Icon$202,300
08-0141208/18/2010Claimant(s): Gerard Chang
Claimant Lawyers(s): Gerard Chang
Respondent(s): Deborah Tharp, Citigroup Global Markets., Paul Katerndahl, Citigroup Smith Barney.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ferdinand Schoch, Harry B. Endsley, Juleanne A. Thiebaut
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0433506/14/2010Claimant(s): The Marvin McCray IRA, The McCray Living Trust UA DTD 07/30/82
Claimant Lawyers(s): Linda Hayes
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Thomas C. McNally, Juleanne A. Thiebaut, Gail Killefer
Hearing Site: San Francisco, CA
Checkmark Icon$0
05-0501812/08/2008Claimant(s): Jason Laney
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Christohper A. Stecher
Arbitrator(s): Juleanne A. Thiebaut, Mary H. Evans
Hearing Site: San Francisco, CA
07-0019710/01/2007Claimant(s): Anthony and Doris Campagna Irrev. Trus
Claimant Lawyers(s): Connie Janich Hamrah
Respondent(s): Douglas Hedley, Ross Galloway, UBS Financial Services Incorporated
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Ferdinand Schoch, Harry B. Endsley, Juleanne A. Thiebaut
Hearing Site: San Francisco, CA
Checkmark Icon$0

10 Results

Display: