FINRA Awards for Eric M. Steinert

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02863	10/23/2020	Claimant(s): Gerard Camerino Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman Hearing Site: San Francisco, CA
18-01436	06/20/2019	Claimant(s): Shamima Aktar Claimant Lawyers(s): Shamima Aktar Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Gary A. Hooker, Dean J. Dietrich, John Burritt McArthur Hearing Site: San Francisco, CA
16-01842	12/19/2017	Claimant(s): David Bennette Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
12-04225	04/23/2014	Claimant(s): Armando Palomino Claimant Lawyers(s): Amiel L. Wade Respondent(s): Wells Fargo Advisors, Mark Nance, Rebecca Emanuel, Wells Fargo Bank Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Herb Schwartz, Juleanne A. Thiebaut, Jonathan H. Krotinger Hearing Site: San Francisco, CA
06-05370	10/11/2007	Claimant(s): Richard Case Claimant Lawyers(s): William Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer Hearing Site: Los Angeles, CA