16-03273 | 08/10/2018 | Claimant(s): Rosemary Perera, Rosemary Perera IRA Claimant Lawyers(s): D. Daxton White Respondent(s): Syndicated Capital. Respondent Lawyers(s): Natalie N. FitzGerald Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
16-01370 | 09/05/2017 | Claimant(s): France Pollack, France Pollack Rollover IRA, The F/T Barry Pollack Trust Profit Shari Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Morgan Stanley Respondent Lawyers(s): John S. Worden Arbitrator(s): Richard J. Stall, Susan B. Gans-Smith, Peter D. Steinbroner Hearing Site: Los Angeles, CA
| | $0 |
14-01285 | 11/11/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles N. Bland Respondent(s): Shannon Powers-Solomon Respondent Lawyers(s): Stephen J. Wiard Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman Hearing Site: Los Angeles, CA
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15-02655 | 10/24/2016 | Claimant(s): Western Wall & Ceiling Contractors Assoc Claimant Lawyers(s): Burton Mark Senkfor Respondent(s): Ronald Lee, Lee Capital Management, RJL Partners L.P. Respondent Lawyers(s): Ronald J. Lee Arbitrator(s): Richard J. Stall, Constance Ellen Boukidis, Owen Frances Hearing Site: Los Angeles, CA
| | $200,425 |
15-02734 | 07/01/2016 | Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen Claimant Lawyers(s): Tania L. Price-Tilley Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
14-00309 | 09/09/2015 | Claimant(s): Laurie Andrews, Robert Andrews, Griffin Capital (Westmont) Investor 21, Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Kevin Shields, Markel Petty, Michael Lynch, Raymond Stovall, Direct Capital Securities., Griffin Capital Securities. Respondent Lawyers(s): Kenyon Harbison, Markel Dashiell Petty, Michael Van Lynch, Raymond P. Stovall Arbitrator(s): Richard J. Stall, Peter J Cohen, Barry A. Fisher Hearing Site: Los Angeles, CA
| | $245,200 |
14-00269 | 06/25/2015 | Claimant(s): Cathryn Baird, Robert Baird Claimant Lawyers(s): J. Owen Murrin Respondent(s): Dale Hall, John Gessford, Capwest Securities., Crucible Capital Group. Respondent Lawyers(s): Charles J. Moore, Dale K. Hall, Dale Keith Hall, Kelly F. Ryan Arbitrator(s): Richard J. Stall, Steven A. Wawra, Jeanne E. Irving Hearing Site: Los Angeles, CA
| | $107,910 |
14-00632 | 06/15/2015 | Claimant(s): Shahid Karim Claimant Lawyers(s): Lottie Cohen Respondent(s): Citigroup Global Markets., Citi Bank, NA Respondent Lawyers(s): Benjamin A. Tulis, Theresa M. Marchlewski Arbitrator(s): Mark S. Priver, Richard J. Stall, Christopher L. Mass Hearing Site: Los Angeles, CA
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13-03231 | 02/04/2015 | Claimant(s): Lila Luttrell Claimant Lawyers(s): Steve Buchwalter Respondent(s): George Bokios, Regal Securities. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin Hearing Site: Los Angeles, CA
| | Expungement |
10-01701 | 01/16/2015 | Claimant(s): Richard Finelli Claimant Lawyers(s): Robert J. Girard Respondent(s): Eaton Vance Distributors. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Carolyn V. Quadt, Richard J. Stall, Russell T. Doe Hearing Site: Los Angeles, CA
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