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FINRA Awards for Charles J. Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0031608/19/2015Claimant(s): Anne Kee, James Kee, John McCormick
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Moore, Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore
Arbitrator(s): Edward J. Costello, Jeffrey Wittenberg, Mark Thomas Risner
Hearing Site: Los Angeles, CA
Checkmark Icon$985,314
14-0026906/25/2015Claimant(s): Cathryn Baird, Robert Baird
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Dale Hall, John Gessford, Capwest Securities., Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore, Dale K. Hall, Dale Keith Hall, Kelly F. Ryan
Arbitrator(s): Richard J. Stall, Steven A. Wawra, Jeanne E. Irving
Hearing Site: Los Angeles, CA
Checkmark Icon$107,910

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