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FINRA Awards for Jeffrey Wittenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0031608/19/2015Claimant(s): Anne Kee, James Kee, John McCormick
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Moore, Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore
Arbitrator(s): Edward J. Costello, Jeffrey Wittenberg, Mark Thomas Risner
Hearing Site: Los Angeles, CA
Checkmark Icon$985,314
13-0294608/13/2015Claimant(s): Laura Rappaport, Richard Rappaport
Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr
Respondent(s): John Pisapia, Chelsea Financial Services
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0221212/31/2013Claimant(s): Donald Berman, Morton Klein, Berman Klein Realty Association
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Eric Lusk, Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Steven R. Rolnick, John Charles Kovarik, John D. Liberator
Hearing Site: Hartford, CT
Checkmark Icon$0
10-0309105/04/2011Claimant(s): Dalton Investments LLC
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Renee M. Zaytsev
Arbitrator(s): Thomas E. Shuck, Robert J. Ruben, George Frederick Garris
Hearing Site: Los Angeles, CA
Checkmark Icon$250,000

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