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FINRA Awards for Cantella & Co..

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0029406/17/2024Claimant(s): Lisa McAllister
Claimant Lawyers(s): Elisabeth S. Gray
Respondent(s): Jay Lanstein, Robert Gleason, Cantella & Co..
Respondent Lawyers(s): James P. Catalano, Jonathan W. Lanstein
Arbitrator(s): Barbara Black, Robert William Copeland, Dustin Faeder
Hearing Site: Nashville, TN
Checkmark Icon$0
22-0110506/07/2023Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
19-0286402/04/2021Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
18-0016605/20/2019Claimant(s): Dallas Jones, Robyn Jones
Claimant Lawyers(s): Robert B. Sartin
Respondent(s): Cantella & Co..
Respondent Lawyers(s): John G. Moon
Arbitrator(s): R Lee Britton, Vicki J. Limas, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
15-0072404/14/2017Claimant(s): Clifford Alexander, Jeanne Fisher
Claimant Lawyers(s): Clifford Alexander
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jay Lanstein
Arbitrator(s): Michael P. Anciello, Denise L. Presley, Joseph Samuel Berman
Hearing Site: Boston, MA
13-0114501/13/2014Claimant(s): Jane Haskell
Claimant Lawyers(s): Joseph L. Goodman
Respondent(s): Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Darly T. Stong, William M. Beaudoin
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Augusta, ME
Checkmark Icon$4,552
12-0221212/31/2013Claimant(s): Donald Berman, Morton Klein, Berman Klein Realty Association
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Eric Lusk, Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Steven R. Rolnick, John Charles Kovarik, John D. Liberator
Hearing Site: Hartford, CT
Checkmark Icon$0
11-0183803/28/2012Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Kyle Lauzon
Respondent Lawyers(s): Brian J. Cohen
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
11-0107112/19/2011Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Arthur Gerome
Respondent Lawyers(s): Arthur A. Gerome
Arbitrator(s): Roberta Haft, Montgomery G. Griffin, Marie Ann Stein
Hearing Site: Los Angeles, CA
10-0189010/26/2010Claimant(s): Cantella & Co..
Claimant Lawyers(s): George W. Mann
Respondent(s): Thomas Battista
Respondent Lawyers(s): Thomas John Battista
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA

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