| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 23-02100 | 03/04/2024 | Claimant(s): Patrick Foley
Claimant Lawyers(s): Patrick Michael Foley
Respondent(s): First Union Capital Markets Corp.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Leo J. Karwejna, John B. Taulane, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA
| | |
| 20-02616 | 05/10/2023 | Claimant(s): Estate of Alvin Louis Diecedue, Sr.
Claimant Lawyers(s): Sharon Starkey Whitlow
Respondent(s): Morgan Stanley, Sean Spratt
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Daniel J. Pagnano, Stephen Edgar Eisenbraun, Franklin David Beahm
Hearing Site: New Orleans, LA
|  | $0 |
| 19-00953 | 02/08/2023 | Claimant(s): Ann Goldberg, Marc Goldberg
Claimant Lawyers(s): Gary Menzer
Respondent(s): Corey Engelhard, Wells Fargo Advisors
Respondent Lawyers(s): Christopher M. Sacco, Paul Yarns
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-00408 | 11/28/2022 | Claimant(s): Johnathan Short
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): James C. Hoover, Bruce W. Bennett, Eve M Wright
Hearing Site: Atlanta, GA
| | Expungement |
| 21-00429 | 01/31/2022 | Claimant(s): Lisbeth Brod
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Paul J. Burkhart, Stephanie Jeannette Charny, Victor Bernard Gent
Hearing Site: Boca Raton, FL
| | Expungement |
| 19-03148 | 12/22/2021 | Claimant(s): Scort, C.A.
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley, Paquita Holder
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Daniel Joseph Chiodo, Mary C. Walsh
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-00695 | 12/20/2021 | Claimant(s): Ralph Femminella
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Gary A. Klein, Will Murphy, Isadora Velazquez-Rivas
Hearing Site: Boca Raton, FL
| | |
| 19-02025 | 05/10/2021 | Claimant(s): Clyde Holland, Michele Holland
Claimant Lawyers(s): Randall Place
Respondent(s): Morgan Stanley, Thomas Eisenhuth
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc.
Respondent Lawyers(s): Christopher M. Sacco, Omar Perez
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
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