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FINRA Awards for First Union Capital Markets Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0210003/04/2024Claimant(s): Patrick Foley
Claimant Lawyers(s): Patrick Michael Foley
Respondent(s): First Union Capital Markets Corp.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Leo J. Karwejna, John B. Taulane, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA

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