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FINRA Awards for Elizabeth Ann Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0210003/04/2024Claimant(s): Patrick Foley
Claimant Lawyers(s): Patrick Michael Foley
Respondent(s): First Union Capital Markets Corp.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Leo J. Karwejna, John B. Taulane, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA
22-0289807/07/2023Claimant(s): Kinzey Lynch
Claimant Lawyers(s): Scott M. Pollins
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA
19-0172709/17/2021Claimant(s): Luis Cota
Claimant Lawyers(s): Christopher A. Macey
Respondent(s): Susquehanna International Group, LLP
Respondent Lawyers(s): Erin K. Clarke
Arbitrator(s): M. Melvin Shralow, Andrew S. Walsh, Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA

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