23-02172 | 08/19/2024 | Claimant(s): Neil Engel Claimant Lawyers(s): Lars Soreide Respondent(s): Citigroup Global Markets., Thomas Tibaldi Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
22-01699 | 06/10/2024 | Claimant(s): The Estate of Margaret Mahaney-Smith Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC, Frederick Arbusto Respondent Lawyers(s): John W. Joyce Arbitrator(s): Jo-Marie Lisa, Lynne M. Gomez, Imre Stephen Szalai Hearing Site: New Orleans, LA
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
23-00044 | 03/29/2024 | Claimant(s): Danielle Azadian Claimant Lawyers(s): Lars Soreide Respondent(s): Peter Janssen, Katalyst Securities Llc Respondent Lawyers(s): Philip Kempisty, Walter J. Mathews Arbitrator(s): Lita S. Menkin, Gia B. Compton, Jeffrey Alperin Hearing Site: Atlanta, GA
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | $46,440 |
22-01309 | 02/12/2024 | Claimant(s): Christine Moullet Claimant Lawyers(s): Lars Soreide Respondent(s): IFP Advisors, IFP Securities Respondent Lawyers(s): Peter Lindholm Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli Hearing Site: Orlando, FL
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
22-02623 | 09/18/2023 | Claimant(s): Charles Irvine Claimant Lawyers(s): Lars Soreide Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Sandra L. Malek, Franklin Delano Dodge, Blake Rayfield Hearing Site: Phoenix, AZ
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
21-00305 | 08/31/2022 | Claimant(s): Gene Lindenboom, Mary Lindenboom Claimant Lawyers(s): Lars Soreide Respondent(s): Justin Dolan, Cetera Advisors LLC Respondent Lawyers(s): Elaine Rice Arbitrator(s): Brian Michael Kane, Philip William Vineyard, Donald Gene Tanner Hearing Site: Jacksonville, FL
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
21-01768 | 08/25/2022 | Claimant(s): Tricia Wilson Claimant Lawyers(s): Lars Soreide Respondent(s): Clarissa Beltran, Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): James Wallace Boeckman, G. Dennis Sheehan, James Douglas Gaughan Hearing Site: Houston, TX
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
19-03148 | 12/22/2021 | Claimant(s): Scort, C.A. Claimant Lawyers(s): Lars Soreide Respondent(s): Morgan Stanley, Paquita Holder Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Mark C. Perry, Daniel Joseph Chiodo, Mary C. Walsh Hearing Site: Boca Raton, FL
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean Claimant Lawyers(s): Lars Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner Hearing Site: New York, NY
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
20-03380 | 09/14/2021 | Claimant(s): Randal Kertzman Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Paul Lansing Hearing Site: Indianapolis, IN
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |