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FINRA Awards for Frederick Arbusto

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0169906/10/2024Claimant(s): The Estate of Margaret Mahaney-Smith
Claimant Lawyers(s): Lars Soreide
Respondent(s): LPL Financial LLC, Frederick Arbusto
Respondent Lawyers(s): John W. Joyce
Arbitrator(s): Jo-Marie Lisa, Lynne M. Gomez, Imre Stephen Szalai
Hearing Site: New Orleans, LA
Checkmark IconExpungement

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