| 23-01535 | 04/24/2024 | Claimant(s): Stephen Ferencik
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Morgan Stanley DW Inc., Triad Advisors LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Brandy Fernandez, Greg Curley, John Murphy
Arbitrator(s): Jeffrey Alperin, Christopher R Carroll, Chanteasea Pyron Swain
Hearing Site: Atlanta, GA
| | |
| 23-00044 | 03/29/2024 | Claimant(s): Danielle Azadian
Claimant Lawyers(s): Lars Soreide
Respondent(s): Peter Janssen, Katalyst Securities Llc
Respondent Lawyers(s): Philip Kempisty, Walter J. Mathews
Arbitrator(s): Lita S. Menkin, Gia B. Compton, Jeffrey Alperin
Hearing Site: Atlanta, GA
|  | $46,440 |
| 21-01326 | 10/26/2022 | Claimant(s): Blynn Masters
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Don Milich, Raymond, James & Associates.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jeffrey Alperin
Hearing Site: Atlanta, GA
| | |
| 20-03978 | 06/28/2022 | Claimant(s): Jeff and Karen Misner Revocable Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): J.G. Long, Thomas James Hirsch, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $1,342,120 |
| 21-00975 | 03/07/2022 | Claimant(s): Mesfin Shibeshi
Claimant Lawyers(s): Mesfin Solomon Shibeshi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert H. Putnam, Peggy Lewis Kennedy, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $0 |
| 19-01911 | 03/04/2020 | Claimant(s): Michael Godbee
Claimant Lawyers(s): Michael Shane Godbee
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh
Hearing Site: Atlanta, GA
| | |
| 18-02695 | 02/18/2020 | Claimant(s): David Whelchel, Shawn Lesser
Claimant Lawyers(s): Eric J. Taylor
Respondent(s): Intellivest Securities.
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E Gulden, Robert Payne Koven, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | |
