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FINRA Awards for J. G. Long

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0319804/24/2024Claimant(s): Dean Donohue
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Douglas M. Branson, J.G. Long, Shawn Ridgell
Hearing Site: Louisville, KY
19-0262403/09/2023Claimant(s): Forrest Sweat, Susan Sweat, Forrest W. Sweat Jr SEP-IRA, Forrest W. Sweat Jr. Roth IRA, Forrest w. Sweat, Jr. Traditional IRA, Susan D Sweat Roth IRA, Susan D. Sweat Traditional IRA, Susan/Forrrest Sweat JROS WOD
Claimant Lawyers(s): Charles M Dalziel
Respondent(s): Anthony Mesquit, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, William L. Rittenberg
Hearing Site: Atlanta, GA
Checkmark Icon$0
22-0051709/29/2022Claimant(s): James Bernell Nelson IRA
Claimant Lawyers(s): James Bernell Nelson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
Checkmark Icon$163
21-0218709/21/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
20-0397806/28/2022Claimant(s): Jeff and Karen Misner Revocable Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): J.G. Long, Thomas James Hirsch, Jeffrey Alperin
Hearing Site: Atlanta, GA
Checkmark Icon$1,342,120
19-0335104/16/2020Claimant(s): Aldeen Robinson
Claimant Lawyers(s): Aldeen Patrice Robinson
Respondent(s): Howard Ebo
Respondent Lawyers(s): Howard Leroy Ebo
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
14-0115811/24/2015Claimant(s): Gary Adams
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): Lita S Menkin, William Barker Brown, J. G. Long
Hearing Site: Atlanta, GA
Checkmark IconExpungement
13-0043802/18/2014Claimant(s): Greg Goldman
Claimant Lawyers(s): Alison R. Spiers
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles B. Davis
Arbitrator(s): Harvey R. Linder, Peggy Lewis Kennedy, J. G. Long
Hearing Site: Atlanta, GA
Checkmark Icon$260,000
12-0176904/15/2013Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
Checkmark Icon$0
06-0459808/08/2007Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA

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