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FINRA Awards for Chesley V. Morton

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0119801/20/2021Claimant(s): Chesley Morton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): Michael Markunas
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
06-0459808/08/2007Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA

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