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FINRA Awards for SunTrust Capital Markets.

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0459703/06/2008Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Joshua Mazer
Respondent Lawyers(s): Foster S.B. Friedman
Arbitrator(s): Bonnie K. Wachtel, Albert D. Sturtevant
Hearing Site: Washington, DC
06-0459808/08/2007Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA

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