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FINRA Awards for SunTrust Banks.

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0459703/06/2008Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Joshua Mazer
Respondent Lawyers(s): Foster S.B. Friedman
Arbitrator(s): Bonnie K. Wachtel, Albert D. Sturtevant
Hearing Site: Washington, DC
07-0001512/18/2007Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services.
Claimant Lawyers(s): Nathan L. Garroway
Respondent(s): Gary Brochin
Respondent Lawyers(s): Jason W. Graham
Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
06-0459808/08/2007Claimant(s): SunTrust Banks., SunTrust Capital Markets., SunTrust Investment Services.
Claimant Lawyers(s): David L. Balser
Respondent(s): Frederick Ross
Respondent Lawyers(s): Steven J. Gard
Arbitrator(s): Robert H. Putnam, Chesley V. Morton, J. G. Long
Hearing Site: Atlanta, GA

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