11-04204 | 12/12/2012 | Claimant(s): BLT Enterprises. Claimant Lawyers(s): Richard L. Robbins Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Burroughs Respondent Lawyers(s): Rodney J. Heggy Arbitrator(s): Irving M. Shlesinger, George S. Willingham, Ronelle W. Genser Hearing Site: Atlanta, GA
| | $60,300 |
11-01502 | 05/04/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James L. Komie Respondent(s): Respondent Lawyers(s): Arbitrator(s): Irving M. Shlesinger, Karla Y. Vogel, David Blair Sinyard Hearing Site: Atlanta, GA
| | |
08-02804 | 07/08/2010 | Claimant(s): Alabama Reinsurance Trust Fund Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Irving M. Shlesinger, Stanley W. Foy, Stephen Edward Cundiff Hearing Site: Birmingham, AL
| | $0 |
07-03542 | 07/14/2008 | Claimant(s): Donna Pierce Claimant Lawyers(s): Charles M. Thompson Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John Starnes Arbitrator(s): Irving M. Shlesinger, Marshal H. Emerson, Cheung David Chhieng Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
07-00015 | 12/18/2007 | Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services. Claimant Lawyers(s): Nathan L. Garroway Respondent(s): Gary Brochin Respondent Lawyers(s): Jason W. Graham Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch Hearing Site: Atlanta, GA
| | |