| 15-00341 | 12/15/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Nathaniel L. Prosser
Respondent(s): Michael Camferdam
Respondent Lawyers(s): Kimberly Chavers
Arbitrator(s): Karla Y. Vogel, Clarence H. Hampton, Eva Lee Johnson
Hearing Site: Birmingham, AL
|  | $0 |
| 13-02474 | 03/17/2016 | Claimant(s): Daniel Harkins
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Karla Y. Vogel, Debra Black Leo, Clarence H. Hampton
Hearing Site: Birmingham, AL
| | Expungement |
| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 14-01410 | 12/22/2014 | Claimant(s): Edward Kelley
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Karla Y. Vogel
Hearing Site: Columbia, SC
| | $1,786 |
| 13-00461 | 04/11/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy Gerald Tintle
Arbitrator(s): Karla Y. Vogel, Henry W. Grady, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 12-03194 | 02/19/2014 | Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
| | $600 |
| 11-03904 | 02/11/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): William Lane
Respondent Lawyers(s): Kim Mark Minix
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | |
| 12-02806 | 12/21/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Kyle Horton
Respondent Lawyers(s): Kyle Horton
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | |
| 11-00157 | 10/26/2012 | Claimant(s): Edward Duffie, Eleanor Duffie, Edward R. & Eleanor N. Duffie Irr Trust
Claimant Lawyers(s): Robert R. Sparks
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Karla Y. Vogel, Arthur P. Barry, Patricia Ann Hone
Hearing Site: Atlanta, GA
| | $0 |
| 11-01561 | 08/06/2012 | Claimant(s): Daniel Hobart, Daniel James Hobart Rollover IRA
Claimant Lawyers(s): Jason D. Doss
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | Expungement |
