| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 13-01223 | 06/25/2014 | Claimant(s): Uzoamaka Akpele
Claimant Lawyers(s): Bobby C. Aniekwu
Respondent(s): Frederick Brown, Oppenheimer & Co..
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E. Gulden, John N. Breazeale, Robert C. Port
Hearing Site: Atlanta, GA
|  | $600 |
| 09-00668 | 08/25/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Bruce Bruning
Respondent Lawyers(s): Bruce K. Bruning
Arbitrator(s): John N. Breazeale
Hearing Site: Boca Raton, FL
| | |
| 06-04334 | 08/19/2009 | Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $584,800 |
| 08-00533 | 07/13/2009 | Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | $402,253 |
| 06-04333 | 11/20/2007 | Claimant(s): Javier Covas
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wallstreet Electronica.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel
Hearing Site: San Juan, PR
| | $0 |
