| 19-02035 | 12/18/2019 | Claimant(s): Thomas Mathews
Claimant Lawyers(s): Alan Wolper
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 17-02465 | 08/13/2018 | Claimant(s): Gregory VanWinkle
Claimant Lawyers(s): Alan Wolper
Respondent(s): IFS Securities.
Respondent Lawyers(s): Alexy McKenzie
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
| | |
| 17-01429 | 06/07/2018 | Claimant(s): Vincent Molinari
Claimant Lawyers(s): Alan Wolper
Respondent(s): Ouisa Capital LLC
Respondent Lawyers(s): Vince Molinari
Arbitrator(s): Richard W. Cutler, Ellen Slipp, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 15-03356 | 10/06/2017 | Claimant(s): George Mirmelstein
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Branca, Barry Kiront, David Wolk, Richard Catherall, Stephen Kiront, William Raike, Woodstock Financial Group.
Respondent Lawyers(s): Alan Wolper, David Robert Wolk, Martin P. Unger, Richard E. Catherall
Arbitrator(s): Stuart H. Dunn, Janice L. Burnham, Harold Craig Cohen
Hearing Site: Norfolk, VA
|  | $0 |
| 12-00225 | 04/01/2013 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): Roy B. Gonas, Bernard A. Becker, Daniel P. Lund
Hearing Site: San Juan, PR
| | $0 |
| 06-04333 | 11/20/2007 | Claimant(s): Javier Covas
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wallstreet Electronica.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel
Hearing Site: San Juan, PR
| | $0 |
