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FINRA Awards for Ellen Slipp

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0142906/07/2018Claimant(s): Vincent Molinari
Claimant Lawyers(s): Alan Wolper
Respondent(s): Ouisa Capital LLC
Respondent Lawyers(s): Vince Molinari
Arbitrator(s): Richard W. Cutler, Ellen Slipp, Annamaria Boccia Smith
Hearing Site: New York, NY
09-0038903/22/2010Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jacqueline Prue, Sherman Wang
Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang
Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan
Hearing Site: New York, NY
07-0135307/24/2008Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
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