| 11-03525 | 05/14/2012 | Claimant(s): Domestic Securities.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): John Laresca
Respondent Lawyers(s): John Charles Laresca
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
| | |
| 10-05167 | 03/27/2012 | Claimant(s): Carmine Aufiero, Claudia Aufiero
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Chester Payne, Hayes Brown, Jennifer Holloman, Triad Advisors.
Respondent Lawyers(s): Hayes Samuel Brown, Jennifer Anne Holloman, Mark J. Astarita
Arbitrator(s): Jack Friedman, John A. Astorina, Madelon M. Rosenfeld
Hearing Site: New York, NY
|  | $250,300 |
| 09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY
| | |
| 07-01353 | 07/24/2008 | Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
| | Expungement |
| 05-05919 | 12/28/2007 | Claimant(s): Silverstein Investments, LTD., Goldendale Investments, Ltd and et al
Claimant Lawyers(s): Wayne Josel
Respondent(s): David Niederkrome, John Jessum, Great Eastern Securities., Penson Financial Services.
Respondent Lawyers(s): Carole R. Bernstein, Derrick Johnson, Glenn A. Duhl, Will S. Montgomery
Arbitrator(s): Beth J. Falk, Peter P. Skomorowsky, Elizabeth Elster Granville
Hearing Site: New York, NY
| | $836,290 |
