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FINRA Awards for Glenn A. Duhl

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0155412/14/2011Claimant(s): Robert Lipka
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Katherine Alcorn, Raymond James Financial Services.
Respondent Lawyers(s): David A. Gehn, Glenn A. Duhl
Arbitrator(s): Paul Weinberg, Bernard Korman, Adam M. Kauff
Hearing Site: New York, NY
05-0591912/28/2007Claimant(s): Silverstein Investments, LTD., Goldendale Investments, Ltd and et al
Claimant Lawyers(s): Wayne Josel
Respondent(s): David Niederkrome, John Jessum, Great Eastern Securities., Penson Financial Services.
Respondent Lawyers(s): Carole R. Bernstein, Derrick Johnson, Glenn A. Duhl, Will S. Montgomery
Arbitrator(s): Beth J. Falk, Peter P. Skomorowsky, Elizabeth Elster Granville
Hearing Site: New York, NY
Checkmark Icon$836,290

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