21-02156 | 02/07/2022 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Madelon M. Rosenfeld, Mary Julia O'Connell, Adam M. Kauff Hearing Site: New York, NY
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10-05583 | 02/23/2016 | Claimant(s): John Delaney Claimant Lawyers(s): Jonathan Honig Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Karen Isabel Bedrosian - Richardson, Toby Susan DeSimone, Adam M. Kauff Hearing Site: New York, NY
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11-04091 | 03/01/2013 | Claimant(s): Brian Redican, Bryan Glass, Jordon Havens Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): David Richan Arbitrator(s): Harold I. Geringer, Adam M. Kauff Hearing Site: New York, NY
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11-00581 | 02/12/2013 | Claimant(s): Thomas Lynch Claimant Lawyers(s): Carmelyn Malalis Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Charles P. Axelrod, John Daly, Adam M. Kauff Hearing Site: New York, NY
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10-01554 | 12/14/2011 | Claimant(s): Robert Lipka Claimant Lawyers(s): Howard S. Meyers Respondent(s): Katherine Alcorn, Raymond James Financial Services. Respondent Lawyers(s): David A. Gehn, Glenn A. Duhl Arbitrator(s): Paul Weinberg, Bernard Korman, Adam M. Kauff Hearing Site: New York, NY
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09-02329 | 08/04/2010 | Claimant(s): Nicholas Reeve, Prostar 2000 Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff Hearing Site: New York, NY
| | $367,595 |